#13
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Re: It must be the ... wait for it ... * OFFICIAL TILT * episode 6 thread
As someone who works in the securities industry I didn't find it that remarkable that DMX or whatever his name is kept his job.
First of all, you don't need a college degree to take the Series 7 exam, although most reputable brokerage firms do require a degree. Secondly, the U-4 form (which is what the SEC keeps on file for your record) is notoriously slow to update and would only include securities violations. It would not include getting kicked out of college for running a bookie operation. They do now require fingerprinting after getting hired, so his prints would be in the national database. So if he ever goes off and kills the drug lords or the Matador, he is going to need to leave a clean crime scene. |
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